Thomas Brockley - RBC Wealth Management

Thomas Brockley

Senior Vice President - Branch Director - Private Client Group
Senior Portfolio Manager - Portfolio Focus

Bulletin Board

Commemorating September 11

In remembrance of the terrorist attacks on September 11, 2001, RBC Wealth Management and RBC Capital Markets have made joint contributions to the National September 11 Memorial and Museum and the New York State Museum’s New York Remembers exhibition to honor the tenth anniversary of the tragedy. Learn More

Barron’s Profiles CEO John Taft and his “Lasting Legacy” in the Industry

John Taft, CEO of RBC Wealth Management – U.S., was recently profiled in Barron’s Penta Special Report for Wealthy Investors. The article, titled “Lasting Legacy,” highlights RBC’s strength through the financial crisis, Taft’s commitment to investing in technology, and his contributions to the industry as chairman of the Securities Industry and Financial Markets Association (SIFMA). Read the Barron’s Article

Value Statement

I help create financial security and peace of mind for individuals and their families. I accomplish this by providing my clients with a specific plan and high level of service that meets and often exceeds their expectations. Investors benefit from my customized approach to managing their wealth because it helps address their current financial needs and achieve their long-term financial goals.

Investment Philosophy
The appropriate asset allocation given each client’s individual needs is the primary investment philosophy I employ. Because markets move so quickly in today’s fast-paced environment, I believe an allocation approach with tactical changes is the best way to invest among equities and fixed income. I also recommend that clients review their risk tolerance to ensure they maintain a cash allocation as appropriate for their situation.

Thomas Brockley is currently registered to conduct business with residents of the following states: AZ, CA, CO, CT, FL, GA, HI, IL, KY, MA, MD, ME, MI, MO, NC, ND, NH, NJ, NV, NY, OH, PA, RI, SC, SD, TX, UT, VA, VT, WA

Non-U.S. residents click here. Please note that not all of the services and products mentioned in this site are available in every state. The information within this web site has been prepared for informational purposes only and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument or to participate in any particular investment or trading strategy.