Collin Rigler - RBC Wealth Management

Collin Rigler

Senior Vice President - Financial Advisor

Our Wealth Management approach integrates your objectives into a personalized plan that can be updated as life changes occur. We combine sophisticated investment planning tools with professional resources to help match your objectives with customized solutions. Our process includes:

Understanding Your Financial Objectives
Gathering Your Current Financial Information
Developing Smart, Time-Tested Strategies
Implementing Thoughtful and Creative Solutions
Providing Timely, Ongoing Service

CONTROL & RESTRICTED SECURITIES

We provide assistance to affiliates and 10% shareholders transacting in restricted stock. Our specialized team will:

Complete due diligence with Corporate Counsel to determine which restriction is applicable (Rule 144, 145, 701, etc.)
Implement and execute 10b5-1 selling plans
Coordinate seamless settlement with Transfer Agent
Loans vs. Control & Restricted Stock

CORPORATE SERVICES

Employee Stock Purchase Plans
Stock Options
Employee Retirement Plans (401(k))
Executive Deferred Compensation

EXECUTIVE SERVICES

Coordination of Tax & Estate Planning
Restricted Stock Sales
Rule 10b5-1 Selling Plans
Equity Derivatives
Asset Allocation & Portfolio Management
Brokerage Services

RBC Wealth Management does not provide tax or legal advice. All decisions regarding the tax or legal implications of your investments should be made in connection with your independent tax or legal advisor.